中华人民共和国加入世界贸易组织（WTO）议定书 (下部分中英文) PROTOCOL ON THE ACCESSION OF THE PEOPLES REPUBLIC OF CHINA 第16条 特定产品过渡性保障机制 16. Transitional Product-Specific Safeguard Mechanism 1．如原产于中国的产品在进口至任何ＷＴ

中华人民共和国加入世界贸易组织（WTO）议定书  (下部分中英文)

PROTOCOL ON THE ACCESSION OF THE PEOPLE'S REPUBLIC OF CHINA

 

　　第16条 特定产品过渡性保障机制

　　16. Transitional Product-Specific Safeguard Mechanism

　　1．如原产于中国的产品在进口至任何ＷＴＯ成员领土时，其增长的数量或所依据的条件对生产同类产品或直接竞争产品的国内生产者造成或威胁造成市场扰乱，则受此影响的ＷＴＯ成员可请求与中国进行磋商，以期寻求双方满意的解决办法，包括受影响的成员是否应根据《保障措施协定》采取措施。

　　1. In cases where products of Chinese origin are being imported into the territory of any WTO Member in such increased quantities or under such conditions as to cause or threaten to cause market disruption to the domestic producers of like or directly competitive products, the WTO Member so affected may request consultations with China with a view to seeking a mutually satisfactory solution, including whether the affected WTO Member should pursue application of a measure under the Agreement on Safeguards.

　　任何此种请求应立即通知保障措施委员会。

　　Any such request shall be notified immediately to the Committee on Safeguards.

　　2．如在这些双边磋商过程中，双方同意原产于中国的进口产品是造成此种情况的原因并有必要采取行动，则中国应采取行动以防止或补救此种市场扰乱。任何此类行动应立即通知保障措施委员会。

　　2. If, in the course of these bilateral consultations, it is agreed that imports of Chinese origin are such a cause and that action is necessary, China shall take such action as to prevent or remedy the market disruption. Any such action shall be notified immediately to the Committee on Safeguards.

　　３．如磋商未能使中国与有关ＷＴＯ成员在收到磋商请求后60天内达成协议，则受影响的ＷＴＯ成员有权在防止或补救此种市场扰乱所必需的限度内，对此类产品撤销减让或限制进口。任何此类行动应立即通知保障措施委员会。

　　3. If consultations do not lead to an agreement between China and the WTO Member concerned within 60 days of the receipt of a request for consultations, the WTO Member affected shall be free, in respect of such products, to withdraw concessions or otherwise to limit imports only to the extent necessary to prevent or remedy such market disruption. Any such action shall be notified immediately to the Committee on Safeguards.

　　4．市场扰乱应在下列情况下存在：一项产品的进口快速增长，无论是绝对增长还是相对增长，从而构成对生产同类产品或直接竞争产品的国内产业造成实质损害或实质损害威胁的一个重要原因。

　　4. Market disruption shall exist whenever imports of an article, like or directly competitive with an article produced by the domestic industry, are increasing rapidly, either absolutely or relatively, so as to be a significant cause of material injury, or threat of material injury to the domestic industry.

　　在认定是否存在市场扰乱时，受影响的ＷＴＯ成员应考虑客观因素，包括进口量、进口产品对同类产品或直接竞争产品价格的影响以及此类进口产品对生产同类产品或直接竞争产品的国内产业的影响。

　　In determining if market disruption exists, the affected WTO Member shall consider objective factors, including the volume of imports, the effect of imports on prices for like or directly competitive articles, and the effect of such imports on the domestic industry producing like or directly competitive products.

　　5．在根据第３款采取措施之前，采取此项行动的ＷＴＯ成员应向所有利害关系方提供合理的公告，并应向进口商、出口商及其他利害关系方提供充分机会，供其就拟议措施的适当性及是否符合公众利益提出意见和证据。

　　5. Prior to application of a measure pursuant to paragraph 3, the WTO Member taking such action shall provide reasonable public notice to all interested parties and provide adequate opportunity for importers, exporters and other interested parties to submit their views and evidence on the appropriateness of the proposed measure and whether it would be in the public interest.

　　该ＷＴＯ成员应提供关于采取措施的决定的书面通知，包括采取该措施的理由及其范围和期限。

　　The WTO Member shall provide written notice of the decision to apply a measure, including the reasons for such measure and its scope and duration.

　　6．一ＷＴＯ成员只能在防止和补救市场扰乱所必需的时限内根据本条采取措施。

　　6. A WTO Member shall apply a measure pursuant to this Section only for such period of time as may be necessary to prevent or remedy the market disruption.

　　如一措施是由于进口水平的相对增长而采取的，而且如该项措施持续有效的期限超过2年，则中国有权针对实施该措施的ＷＴＯ成员的贸易暂停实施ＧＡＴＴ1994项下实质相当的减让或义务。

　　If a measure is taken as a result of a relative increase in the level of imports, China has the right to suspend the application of substantially equivalent concessions or obligations under the GATT 1994 to the trade of the WTO Member applying the measure, if such measure remains in effect more than two years.

　　但是，如一措施是由于进口的绝对增长而采取的，而且如该措施持续有效的期限超过３年，则中国有权针对实施该措施的ＷＴＯ成员的贸易暂停实施ＧＡＴＴ1994项下实质相当的减让或义务。

　　However, if a measure is taken as a result of an absolute increase in imports, China has a right to suspend the application of substantially equivalent concessions or obligations under the GATT 1994 to the trade of the WTO Member applying the measure, if such measure remains in effect more than three years.

　　中国采取的任何此种行动应立即通知保障措施委员会。

　　Any such action by China shall be notified immediately to the Committee on Safeguards.

　　7．在迟延会造成难以补救的损害的紧急情况下，受影响的ＷＴＯ成员可根据一项有关进口产品已经造成或威胁造成市场扰乱的初步认定，采取临时保障措施。

　　7. In critical circumstances, where delay would cause damage which it would be difficult to repair, the WTO Member so affected may take a provisional safeguard measure pursuant to a preliminary determination that imports have caused or threatened to cause market disruption.

　　在此种情况下，应在采取措施后立即向保障措施委员会作出有关所采取措施的通知，并提出进行双边磋商的请求。

　　In this case, notification of the measures taken to the Committee on Safeguards and a request for bilateral consultations shall be effected immediately thereafter.

　　临时措施的期限不得超过200天，在此期间，应符合第1款、第2款和第5款的有关要求。

　　The duration of the provisional measure shall not exceed 200 days during which the pertinent requirements of paragraphs 1, 2 and 5 shall be met.

　　任何临时措施的期限均应计入第6款下规定的期限。

　　The duration of any provisional measure shall be counted toward the period provided for under paragraph 6.

　　8．如一ＷＴＯ成员认为根据第2款、第３款或第7款采取的行动造成或威胁造成进入其市场的重大贸易转移，则该成员可请求与中国和／或有关ＷＴＯ成员进行磋商。

　　8. If a WTO Member considers that an action taken under paragraphs 2, 3 or 7 causes or threatens to cause significant diversions of trade into its market, it may request consultations with China and/or the WTO Member concerned.

　　此类磋商应在向保障措施委员会作出通知后３0天内举行。

　　Such consultations shall be held within 30 days after the request is notified to the Committee on Safeguards.

　　如此类磋商未能在作出通知后60天内使中国与一个或多个有关ＷＴＯ成员达成协议，则请求进行磋商的ＷＴＯ成员在防止或补救此类贸易转移所必需的限度内，有权针对该产品撤销减让或限制自中国的进口。此种行动应立即通知保障措施委员会。

　　If such consultations fail to lead to an agreement between China and the WTO Member or Members concerned within 60 days after the notification, the requesting WTO Member shall be free, in respect of such product, to withdraw concessions accorded to or otherwise limit imports from China, to the extent necessary to prevent or remedy such diversions. Such action shall be notified immediately to the Committee on Safeguards.

　　9．本条的适用应在加入之日后12年终止。

　　9. Application of this Section shall be terminated 12 years after the date of accession.

　　第17条ＷＴＯ成员的保留　　17. Reservations by WTO Members

　　ＷＴＯ成员以与《ＷＴＯ协定》不一致的方式针对自中国进口的产品维持的所有禁止、数量限制和其他措施列在附件7中。

　　All prohibitions, quantitative restrictions and other measures maintained by WTO Members against imports from China in a manner inconsistent with the WTO Agreement are listed in Annex 7.

　　所有此类禁止、数量限制和其他措施应依照该附件所列共同议定的条件和时间表逐步取消或加以处理。

　　All such prohibitions, quantitative restrictions and other measures shall be phased out or dealt with in accordance with mutually agreed terms and timetables as specified in the said Annex.

　　第18条过渡性审议机制　　18. Transitional Review Mechanism

　　1．所获授权涵盖中国在《ＷＴＯ协定》或本议定书项下承诺的ＷＴＯ下属机构[1]，应在加入后1年内，并依照以下第4款，在符合其授权的情况下，审议中国实施《ＷＴＯ协定》和本议定书相关规定的情况。

　　1. Those subsidiary bodies[1] of the WTO which have a mandate covering China's commitments under the WTO Agreement or this Protocol shall, within one year after accession and in accordance with paragraph 4 below, review, as appropriate to their mandate, the implementation by China of the WTO Agreement and of the related provisions of this Protocol.

　　中国应在审议前向每一下属机构提供相关信息，包括附件1Ａ所列信息。

　　China shall provide relevant information, including information specified in Annex 1A, to each subsidiary body in advance of the review.

　　中国也可在具有相关授权的下属机构中提出与第17条下任何保留或其他ＷＴＯ成员在本议定书中所作任何其他具体承诺有关的问题。

　　China can also raise issues relating to any reservations under Section 17 or to any other specific commitments made by other Members in this Protocol, in those subsidiary bodies which have a relevant mandate.

　　每一下属机构应迅速向根据《ＷＴＯ协定》第4条第5款设立的有关理事会报告审议结果（如适用），有关理事会应随后迅速向总理事会报告。

　　Each subsidiary body shall report the results of such review promptly to the relevant Council established by paragraph 5 of Article IV of the WTO Agreement, if applicable, which shall in turn report promptly to the General Council.

　　2．总理事会应在加入后1年内，依照以下第4款，审议中国实施《ＷＴＯ协定》和本议定书条款的情况。

　　2. The General Council shall, within one year after accession, and in accordance with paragraph 4 below, review the implementation by China of the WTO Agreement and the provisions of this Protocol.

　　总理事会应依照附件1Ｂ所列框架，并按照根据第1款进行的任何审议的结果，进行此项审议。

　　The General Council shall conduct such review in accordance with the framework set out in Annex 1B and in the light of the results of any reviews held pursuant to paragraph 1.

　　中国也可提出与第17条下任何保留或其他ＷＴＯ成员在本议定书中所作任何其他具体承诺有关的问题。总理事会可在这些方面向中国或其他成员提出建议。

　　China also can raise issues relating to any reservations under Section 17 or to any other specific commitments made by other Members in this Protocol. The General Council may make recommendations to China and to other Members in these respects.

　　３．根据本条审议问题不得损害包括中国在内的任何ＷＴＯ成员在《ＷＴＯ协定》或任何诸边贸易协定项下的权利和义务，并不得排除或构成要求磋商或援用《ＷＴＯ协定》或本议定书中其他规定的先决条件。

　　3. Consideration of issues pursuant to this Section shall be without prejudice to the rights and obligations of any Member, including China, under the WTO Agreement or any Plurilateral Trade Agreement, and shall not preclude or be a precondition to recourse to consultation or other provisions of the WTO Agreement or this Protocol.

　　4．第1款和第2款规定的审议将在加入后8年内每年进行。此后，将在第10年或总理事会决定的较早日期进行最终审议。

4. The review provided for in paragraphs 1 and 2 will take place after accession in each year for eight years. Thereafter there will be a final review in year 10 or at an earlier date decided by the General Council.

 

　　第二部分减让表　　Part II - Schedules

　　1．本议定书所附减让表应成为与中国有关的、ＧＡＴＴ1994所附减让和承诺表及ＧＡＴＳ所附具体承诺表。

　　1. The Schedules annexed to this Protocol shall become the Schedule of Concessions and Commitments annexed to the GATT 1994 and the Schedule of Specific Commitments annexed to the GATS relating to China.

　　减让表中所列减让和承诺的实施期应按有关减让表相关部分列明的时间执行。

　　The staging of concessions and commitments listed in the Schedules shall be implemented as specified in the relevant parts of the relevant Schedules.

　　2．就ＧＡＴＴ1994第2条第6款（ａ）项所指的该协定日期而言，本议定书所附减让和承诺表的适用日期应为加入之日。

　　2. For the purpose of the reference in paragraph 6(a) of Article II of the GATT 1994 to the date of that Agreement, the applicable date in respect of the Schedules of Concessions and Commitments annexed to this Protocol shall be the date of accession.

　　第三部分最后条款　　Part III - Final Provisions

　　1．本议定书应开放供中国在2002年1月1日前以签字或其他方式接受。

　　1. This Protocol shall be open for acceptance, by signature or otherwise, by China until 1 January 2002.

　　2．本议定书应在接受之日后第３0天生效。

　　2. This Protocol shall enter into force on the thirtieth day following the day of its acceptance.

　　３．本议定书应交存ＷＴＯ总干事。总干事应根据本议定书第三部分第1款的规定，迅速向每一ＷＴＯ成员和中国提供一份本议定书经核证无误的副本和中国接受本议定书通知的副本。

　　3. This Protocol shall be deposited with the Director-General of the WTO. The Director-General shall promptly furnish a certified copy of this Protocol and a notification of acceptance by China thereof, pursuant to paragraph 1 of Part III of this Protocol, to each WTO Member and to China.

　　4．本议定书应依照《联合国宪章》第102条的规定予以登记。

　　4. This Protocol shall be registered in accordance with the provisions of Article 102 of the Charter of the United Nations.

　　2001年11月10日订于多哈，正本一份用英文、法文和西班牙文写成，三种文本具有同等效力，除非所附减让表中规定该减让表只以以上文字中的一种或多种为准。

　　Done at Doha this tenth day of November two thousand and one, in a single copy, in the English, French and Spanish languages, each text being authentic, except that a Schedule annexed hereto may specify that it is authentic in only one or more of these languages.

　　[1]货物贸易理事会、与贸易有关的知识产权理事会、服务贸易理事会、国际收支限制委员会、市场准入委员会（包括《信息技术协定》）、农业委员会、卫生与植物卫生措施委员会、技术性贸易壁垒委员会、补贴与反补贴措施委员会、反倾销措施委员会、海关估价委员会、原产地规则委员会、进口许可程序委员会、与贸易有关的投资措施委员会、保障措施委员会和金融服务委员会。

　　[1] Council for Trade in Goods, Council for Trade-Related Aspects of Intellectual Property Rights, Council for Trade in Services, Committees on Balance-of-Payments Restrictions, Market Access (covering also ITA), Agriculture, Sanitary and Phytosanitary Measures, Technical Barriers to Trade, Subsidies and Countervailing Measures, Anti-Dumping Measures, Customs Valuation, Rules of Origin, Import Licensing, Trade-Related Investment Measures, Safeguards, Trade in Financial Services.

　　附件1A　　ANNEX 1a

　　中国在过渡性审议机制中提供的信息2

　　INFORMATION[1] TO BE PROVIDED BY CHINA IN THE CONTEXT OF THE TRANSITIONAL REVIEW MECHANISM

　　中国需要依照加入议定书第18条第1款，提供关于以下内容的信息。所要求的信息应每年提供，中国和各成员同意审议不再需要此类信息的情况除外。

　　China is requested to provide information on the following in accordance with Article 18.1 of the Protocol of Accession. The requested information should be provided annually, except in those cases where China and the Members agree that it is no longer required for the review.

　　一、经济数据　　I. ECONOMIC DATA

　　（a）最近可获得的进口和出口数据，按金额、数量及供应国、并按8位税号排列

　　(a) most recently available import and export statistics by value and volume, by supplier country at the HS 8-digit level

　　（b）服务的经常项目数据，根据IMF的统计要求，按来源和去向排列

　　(b) current account data on services, by source and destination in line with the statistical requirements of the IMF

　　（c）对内和对外实际外国直接投资的资本项目数据，根据IMF的统计要求，按来源和去向排列

　　(c) capital account data for inward- and outward-realized foreign direct investment by source and destination in line with the statistical requirements of the IMF

　　（d）关税收入、非关税税收及专门对进口产品征收的其他边境费用的金额，按产品排列或按尽可能详细的分类排列，但在审议机制的开始阶段至少按税号（4位）排列

　　(d) the value of tariff revenues, non-tariff taxes, and other border charges levied exclusively on imports by product or at the highest level of detail possible, but at least by HS heading (4?digit) at the beginning of the review mechanism

　　（e）出口关税/税的金额，按产品排列

　　(e) the value of export duties/taxes by product

　　（f）享受关税免除的贸易数量，按产品排列或按尽可能详细的分类排列，但在审议机制的开始阶段至少按税号（4位）排列

　　(f) the volume of trade subject to tariff exemptions by product or at the highest level of detail possible, but at least by HS heading (4-digit) at the beginning of the review mechanism

　　（g）对实行通过政府法规或指导实施的国营贸易或指定经营限制的进口产品所征收的佣金、加价和其他费用的金额（如存在）

　　(g) the value of commissions, mark ups and other fees charged on imports subject to state trading or designated trading imposed through government regulation or guidance, if any

　　（h）国有企业的贸易活动所占的进出口份额

　　(h) the shares of imports and exports accounted for by the trading activities of state-owned enterprises

　　（i）由中央或中央以下各级政府实体制定的年度经济发展计划、中国的五年计划及任何产业或部门的计划或政策（包括与投资、出口、进口、生产、定价或其他目标有关的计划，如存在）

　　(i) annual economic development programmes, China's five-year programmes and any industrial or sectoral programmes or policies (including programmes relating to investment, export, import, productions, pricing or other targets, if any) promulgated by central and sub-central government entities

　　（j）增值税的年收入，进口产品、国产品以及增值税退税的信息分别列出

　　(j) annual receipts under the Value-Added Tax (VAT), with separate information for imports and domestic products as well as information on VAT rebates

　　二、经济政策　　II. ECONOMIC POLICIES

　　1．非歧视（向货物贸易理事会作出通知）

　　1. Non-Discrimination (to be notified to the Council for Trade in Goods)

　　（a）废止和停止关于国民待遇的所有与WTO不一致的法律、法规及其他措施

　　(a) the repeal and cessation of all WTO inconsistent laws, regulations and other measures on national treatment

　　（b）废止或修改适用于下列产品的国内销售、许诺销售、购买、运输、分销或使用的法律、法规及其他措施，以提供完全的GATT国民待遇：售后服务、药品、香烟、酒类、化学品和锅炉压力容器（对于药品、化学品及酒类，有权保留自加入时起为期1年的过渡期，以便修正或废止有关法律）

　　(b) the repeal or modification to provide full GATT national treatment in respect of laws, regulations and other measures applying to internal sale, offering for sale, purchase, transportation, distribution or use of: after sales service, pharmaceutical products, cigarettes, spirits, chemicals and boiler and pressure vessels (for pharmaceutical products, chemicals and spirits there is a reservation of the right to use a transitional period of one year from the date of accession in order to amend or repeal relevant legislation)

　　2．外汇和支付（向国际收支限制委员会作出通知）

　　2. Foreign Exchange and Payments (to be notified to the Committee on Balance-of-Payments Restrictions)

　　（a）《国际货币基金组织协会》第八条第5节项下要求的外汇措施以及在过渡性审议机制中被认为必要的其他信息

　　(a) exchange measures as required under Article VIII, Section 5 of the IMF's Articles of Agreement and such other information on China's exchange measures as was deemed necessary in the context of the transitional review mechanism

　　3．投资体制（向与贸易有关的投资措施委员会作出通知）

　　3. Investment Regime (to be notified to the Committee on Trade-Related Investment Measures)

　　（a）全面修改投资指导目录，使之符合《WTO协定》

　　(a) completed revisions to investment guidelines in conformity with the WTO Agreement

　　4．定价政策（向补贴与反补贴措施委员会作出通知）

　　4. Pricing Policies (to be notified to the Committee on Subsidies and Countervailing Measures)

　　（a）现有或任何其他价格管理的实施及其使用原因

　　(a) application of existing or any other price controls and the reason for their use

　　（b）中国国营贸易企业对出口产品的定价机制

　　(b) pricing mechanisms of China's state trading enterprises for exported products

　　三、政策制定和执行的体制

　　III. FRAMEWORK FOR MAKING AND ENFORCING POLICIES

　　1．中央以下各级政府/主管机关的结构和权力/统一管理（向总理事会作出通知）

　　1. Structure and Powers of the Government/Authority of Sub-Central Governments/Uniform Administration (to be notified to the General Council)

　　（a）自加入以来或过渡性审议机制项下有关机构的上一次会议以来，与中国在《WTO协定》和议定书项下承诺有关的国内法律、法规及其他措施的修改或制定情况，包括地方各级政府的国内法律、法规及其他措施

　　(a) revision or enactment of domestic laws, regulations and other measures related to China's commitments under the WTO Agreement and Protocol, including those of local governments at the sub-national level, that have been promulgated since accession or the previous meeting of the relevant body under the Transitional Review Mechanism

　　（b）（自加入时起）议定书第2条A节第4款所指机制的建立和运行情况，在该机制下，个人和企业可提请国家主管机关注意贸易制度的未统一适用情况

　　(b) establishment and operation (upon accession) of the mechanism pursuant to Section 2(A), paragraph 4 of the Protocol under which individuals and enterprises can bring cases of non-uniform application of the trade regime to the attention of national authorities

　　四、影响货物贸易的政策　　IV. POLICIES AFFECTING TRADE IN GOODS

　　1.关税配额（向市场准入委员会作出通知）

　　1. Tariff Rate Quotas (to be notified to the Committee on Market Access)

　　（a）在透明、可预见、统一、公平和非歧视基础上管理关税配额的情况，使用明确规定的时限、行政程序和要求以及关于一致的全国分配（和再分配）政策的证据，包括；

　　(a) administration of TRQs on a transparent, predictable, uniform, fair and non-discriminatory basis using clearly specified timeframes, administrative procedures and requirements and evidence of a consistent national allocation (and reallocation) policy including:

　　(ⅰ) 可获得的配额或关税配额数量／金额的供应情况；

　　(i) provision of volume/value of the quota or TRQ made available;

　　(ⅱ) 再分配的配额或申请的关税配额的情况；

　　(ii) reallocated quota or TRQ applied for;

　　(ⅲ) 予以拒绝的要求进行分配或再分配的数量／金额；

　　(iii) the volume/value of requests for allocation or reallocation denied;

　　(ⅳ) 配额或关税配额的足额使用率；

　　(iv) fill rates for the quota or TRQ;

　　(ⅴ) 对于关税配额而言，以配额外税率进口的任何货物的数量；以及

　　(v) for TRQs, the amount of any goods entered at the over quota rate; and

　　(ⅵ) 发放配额或关税配额分配所需的时间。

　　(vi) time taken to grant a quota or TRQ allocation.

　　2．非关税措施，包括进口数量限制（向市场准入委员会作出通知）

　　2. Non-Tariff Measures including Quantitative Import Restrictions (to be notified to the Committee on Market Access)

　　（a）议定书附件3以外的非关税措施的采用、重新采用或实施情况以及非关税措施的取消情况

　　(a) the introduction, re-introduction or application of any non-tariff measures other than those listed in Annex 3 of the Protocol and elimination of non-tariff measures

　　（b）附件3所含措施的取消时间表的实施情况

　　(b) implementation of the schedule for phased elimination of the measures contained in Annex 3

　　（c）符合WTO要求的配额分配和再分配情况，包括《进口许可程序协定》及《中国加入工作组报告书》（“报告书”）中所列标准

　　(c) quota allocation and reallocation in conformity with WTO requirements, including the Agreement on Licensing Procedures following criteria set out in the Report of the Working Party on the Accession of China ("Report ")

　　（d）许可证、配额、关税配额或任何其他进口批准方式的分配不受议定书第7条第3款所列条件约束的情况

　　(d) distribution licences, quotas, tariff rate quotas or any other means of approval for importation are not subject to conditions set out in Section 7, paragraph 3 of the Protocol

　　3．进口许可程序（向进口许可程序委员会作出通知）

　　3. Import Licensing (to be notified to the Committee on Import Licensing)

　　（a）采用议定书第8条所列措施，包括关于发放进口许可所需时间的规定以实施《进口许可程序协定》和《WTO协定》的规定

　　(a) implementation of the provisions of the Agreement on Import Licensing Procedures and the WTO Agreement applying the measures set out in Section 8 of the Protocol including provision of the time taken to grant an import licence

　　4．海关估价（向海关估价委员会作出通知）

　　4. Customs Valuation (to be notified to the Committee on Customs Valuation)

　　（a）估价方法的使用情况，除规定的交易价格外

　　(a) the use of valuation methods, other than the stated transaction value

　　5．出口限制（向货物贸易理事会作出通知）

　　5. Export Restrictions (to be notified to the Council for Trade in Goods)

　　（a）通过非自动许可或根据《WTO协定》或议定书经具体产品证明为合理的其他方式对出口产品实施的任何限制的情况

　　(a) any restrictions on exports through non-automatic licensing or other means justified by specific product under the WTO Agreement or the Protocol

　　6．保障措施（向保障措施委员会作出通知）

　　6. Safeguards (to be notified to the Committee on Safeguards)

　　（a）中国关于保障措施的法规的实施情况

　　(a) implementation of China's Regulation on Safeguards

　　7．技术性贸易壁垒（向技术性贸易壁垒委员会作出通知）

　　7. Technical Barriers to Trade (to be notified to the Committee on Technical Barriers to Trade)

　　（a）不迟于中国加入后4个月，关于接受《良好行为规范》的通知

　　(a) notification of acceptance of the Code of Good Practice not later than four months after China's accession

　　（b）定期审议政府标准化机构的现有标准，使之酌情与相关国际标准相协调的情况

　　(b) periodic review of existing standards of government standardizing bodies and harmonization of the same with relevant international standards where appropriate

　　（c）修订现有自愿性国家、地方和行业标准，使与国际标准相协调的情况

　　(c) revision of current voluntary national, local and sectoral standards so as to harmonize them with international standards

　　（d）在中国根据《TBT协定》所作通知中，包括根据第15条第2款所作通知和在其中提及的出版物中，以及在对现有措施进行修订过程中，按照《TBT协定》项下的含义使用“技术法规”和“标准”等术语的情况

　　(d) use of the terms "technical regulations" and "standards" according to their meaning under the TBT Agreement in China's notifications under the TBT Agreement, including under Article 15.2 thereof and publications referenced therein, and in modifications of existing measures

　　（e）每5年对技术法规进行审议的情况，以保证依照《TBT协定》第2条第4款使用国际标准，作为其根据该协定第15条第2款所作通知的一部分，提供采用国际标准作为技术法规基础的情况

　　(e) review of technical regulations every five years to ensure international standards are used in accordance with Article 2.4 of the Agreement and provision for adoption of international standards as the basis for technical regulation as part of its notification under Article 15.2 of the Agreement

　　（f）关于在5年内将使用国际标准作为技术法规基础的比例提高10％的进展情况报告

　　(f) progress report on increase of the use of international standards as the basis for technical regulations by ten per cent in five years

　　（g）提供实施《TBT协定》第2条第7款的程序

　　(g) provision of procedures to implement Article 2.7 of the Agreement

　　（h）作为中国根据《TBT协定》第15条第2款所作通知的一部分，提供一份被授权采用技术法规或合格评定程序的相关地方政府和非政府机构清单

　　(h) provision of a list of relevant local governmental and non-governmental bodies that are authorized to adopt technical regulations or conformity assessment procedures as part of China's notification under Article 15.2 of the Agreement

　　（i）不断更新中国承认的合格评定机构

　　(i) ongoing updates on the conformity assessment bodies that are recognized by China

　　（j）根据工作组报告书TBT部分，在中国加入后1年内，为保护环境而对化学品进行评定和控制的新法律和相关法规的制定和实施情况，其中保证完全的国民待遇，关保证完全符合国际惯例

　　(j) enactment and implementation of a new law and relevant regulations regarding assessment and control of chemicals for the protection of the environment in which complete national treatment and full consistency with international practices would be ensured within one year after China's accession following conditions set out in 3(t) of the TBT Working Party Report

　　（k）加入后1年，关于所有合格评定机构和部门是否获得既对进口产品又对国产品进行合格评定的授权及是否遵循议定书第13条第4款（a）项所列条件的信息

　　(k) information on whether, one year after accession, all conformity assessment bodies and agencies are authorized to undertake conformity assessment for both imported and domestic products and are following the conditions outlined in Section 13, subparagraph 4(a) of the Protocol

　　（l）不迟于加入后18个月，仅依据工作范围和产品种类，指定其各合格评定机构的相应职责，而不考虑产品的原产地

　　(l) assignment of the respective responsibilities of China's conformity assessment bodies solely on the basis of the scope of work and type of product without any consideration of the origin of a product no later than eighteen months after accession

　　（m）加入后12个月，向TBT委员会作出的关于指定给中国各合格评定机构相应职责的通知

　　(m) notification of the respective responsibilities assigned to China's conformity assessment bodies to the TBT committee 12 months after accession

　　8．与贸易有关的投资措施（向与贸易有关的投资措施委员会作出通知）

　　8. Trade-Related Investment Measures (to be notified to the Committee on Trade-Related Investment Measures)

　　（a）取消和停止通过法律、法规或其他措施实施贸易和外汇平衡要求、当地含量要求、出口实绩要求、补偿和技术转让要求的情况

　　(a) elimination and cessation of enforcement of trade and foreign exchange balancing requirements, local content and export performance offsets and technology transfer requirements made effective through laws, regulations or other measures

　　（b）进行修正以保证取消适用于汽车生产者的限制允许生产的车辆类别、类型或车型的所有措施（将在加入后2年完全取消）的情况

　　(b) amendments to ensure lifting of all measures applicable to motor vehicle producers restricting the categories, types or models of vehicles permitted for production (to be completely removed two years after accession)

　　（c）按报告书中所列标准，提高省一级政府可批准的对汽车制造的投资限额的情况

　　(c) increased limits within which investments in motor vehicle manufacturing could be approved at the provincial government at the levels outlined in the Report

　　9．国营贸易实体（向货物贸易理事会作出通知）

　　9. State Trading Entities (to be notified to the Council for Trade in Goods)

　　（a）关于逐步取消丝绸措施方面的国营贸易，增加和扩大贸易权，不迟于2005年1月1日对所有个人给予贸易权的情况

　　(a) progressive abolishment of state trading in respect of silk measures, increasing and extending trading rights, granting the right to trade to all individuals no later than 1 January 2005

　　（b）关于接触纺织品部门原材料供应的条件不低于国内用户的条件，并保证现有安排下所享受的接触原材料供应的条件不受到不利影响的情况

　　(b) access to supplies of raw materials in the textiles sector at conditions no less favourable than for domestic users, and not adversely affected access to supplies of raw materials as enjoyed under existing arrangements

　　（c）关于非国营贸易实体对化肥和油品贸易准入的逐步扩大的情况，及非国营贸易实体可进口数量的足额使用情况

　　(c) progressive increases in access by non state trading entities to trade in fertilizer and oil and the filling of quantities available for import by non state trading entities

　　10．政府采购（向货物贸易理事会作出通知）

　　10. Government Procurement (to be notified to the Council for Trade in Goods)

　　（a）法律、法规和程序

　　(a) laws, regulations and procedures

　　（b）以透明的方式进行采购，并实施最惠国待遇原则的情况

　　(b) procurement in a transparent manner and application of the MFN principle

　　五、影响服务贸易的政策（向服务贸易理事会作出通知）

　　V. POLICIES AFFECTING TRADE IN SERVICES (to be notified to the Council for Trade in Services)

　　（a）定期更新影响每一服务部门或分部门的所有法律、法规、行政指导及其他措施，逐项标明所适用的服务部门（一个或多个）或分部门（一个或多个）、公布日期和生效日期

　　(a) regularly updated lists of all laws, regulations, administrative guidelines and other measures affecting trade in each service sector or sub-sector indicating, in each case, the service sector(s) or sub-sector(s) they apply to, the date of publication and the date of entry into force

　　（b）中国在国内和外国服务提供者之间的许可程序和条件（如存在），实施自由选择合资伙伴的措施以及最惠国例外所涵盖的运输协定清单

　　(b) China's licensing procedures and conditions, if any, between domestic and foreign service suppliers, measures implementing the free choice of partner and list of transport agreements covered by MFN exceptions

　　（c）定期更新负责采纳、实施和接收就影响服务贸易的法律、法规、行政指导及其他措施进行的上诉的所有各级政府主管机关（包括获得授权的组织）的名单

　　(c) regularly updated lists of the authorities, at all levels of government (including organizations with delegated authority) which are responsible for the adoption, implementation and reception of appeals for laws, regulations, administrative guidelines and other measures affecting trade in services

　　（d）关于管理机关独立于服务提供者的情况

　　(d) independence of the regulatory authorities from the service suppliers

　　（e）关于在已作出具体承诺的部门中的外国和国内供应者的情况，标明在部门和分部门中许可申请的情况（已获接受、待批准、被拒绝）

　　(e) foreign and domestic suppliers in sectors where specific commitments have been undertaken indicating the state of play of licensing applications on sector and sub-sector levels (accepted, pending, rejected)

　　六、与贸易有关的知识产权（向与贸易有关的知识产权理事会作出通知）

　　VI. TRADE-RELATED INTELLECTUAL PROPERTY REGIME (to be notified to the Council for Trade-Related Aspects of Intellectual Property Rights)

　　（a）《著作权法》、《商标法》和《专利法》的修正情况，以及涵盖《TRIPS协定》各领域、使所有此类措施完全符合和完全实施《TRIPS协定》的相关实施细则，及对未披露信息的保护情况

　　(a) amendments to Copyright, Trademark and Patent Law, as well as relevant implementing rules covering different areas of the TRIPS Agreement bringing all such measures into full compliance with and full application of the TRIPS Agreement and the protection of undisclosed information

　　（b）如报告书所述，通过更有效的行政处罚，加强知识产权执法的情况

　　(b) enhanced IPR enforcement efforts through the application of more effective administrative sanctions as described in the Report

　　七、过渡性审议机制中的具体问题（向总理事会或相关下属机构作出通知）

　　VII. SPECIFIC QUESTIONS IN THE CONTEXT OF THE TRANSITIONAL REVIEW MECHANISM (to be notified to the General Council or relevant subsidiary body)

　　（a）对总理事会或相关下属机构在过渡性审议机制中收到的具体问题所作的答复

　　(a) response to specific questions in the context of the transitional review mechanism received from the General Council or a subsidiary body

　　2此“信息”指WTO成员一般通知义务所要求的信息以外的信息。

　　[1] This "information" refers to information other than that required by the general notification requirements for WTO Members.

　　为避免重复，各方理解，成员们将接受中国每年向其他WTO机构提供信息即满足附件1中的信息要求。

　　To avoid duplication, it is understood that Members will accept information provided on an annual basis by China to other WTO bodies as satisfying the information requirements in Annex 1.

　　附件1B

　　ANNEX 1b

　　总理事会依照《中国加入议定书》第18条第2款处理的问题

　　ISSUES TO BE ADDRESSED BY THE GENERAL COUNCIL IN ACCORDANCE WITH SECTION 18.2 OF CHINA'S PROTOCOL OF ACCESSION

　　--审议《中国加入议定书》第18条第1款中提及的报告和问题

　　– Review of the reports and the issues referred to in Section 18.1 of China's Protocol of Accession.

　　--中国与WTO成员及其他贸易伙伴间贸易的发展情况，包括贸易的数量、方向和构成。

　　– Development of China's trade with WTO Members and other trading partners, including the volume, direction and composition of trade.

　　--有关中国贸易制度的最近发展情况和跨部门问题。

　　– Recent developments and cross?sectoral issues regarding China's trade regime.

　　WTO总理事会的议事规则应予适用，除非另有规定。中国应在不迟于审议之日前30天提交有关审议的任何信息和文件

　　The Rules of Procedure of the WTO General Council shall apply unless specified otherwise. China shall submit any information and the documentation relating to the review no later than 30 days prior to the date of the review.